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Current Employers
Colliers Securities Llc

90 South Seventh Street Suite 4300, Minneapolis, MN 55402-4108 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-11
SD RA APPROVED 2014-10-14
  • TX RA
    APPROVED_RES
    Since 2020-09-11
  • SD RA
    APPROVED
    Since 2014-10-14

Branch Locations

721 West Havens Avenue, Mitchell, SD 57301 • United States

110 South Phillips Avenue Suite 203, Sioux Falls, SD 57104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Colliers Securities Llc Minneapolis MN 09/2014 Present
Previous Registrations
Other Businesses

Treasurer of Sioux Falls West Camp in Sioux Falls, SD for Gideons International, a non-profit religious organization; 2019; four hours per months outside of securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-16
S63 Uniform Securities Agent State Law Examination 1990-10-04
  • S66 Uniform Combined State Law Examination
    2007-02-16
  • S63 Uniform Securities Agent State Law Examination
    1990-10-04

View on SEC IAPD

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