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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-12-01 |
| TX | RA | APPROVED | 2025-12-01 |
Branch Locations
527 Park Place Court Suite 100, Mishawaka, IN 46545 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | South Bend | IN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | South Bend | IN | 11/2016 | 08/2017 |
| Raymond James & Associates | Mishawaka | IN | 08/2017 | 12/2025 |
| Lpl Enterprise Llc | Mishawaka | IN | 12/2025 | Present |
1. 11/21/2025 - Premier Planning Partners, Inc - DBA for LPL Business (entity for LPL business) - Mishawaka IN 46545 - Investment related - OBA start date: 12/01/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 11/21/2025 - Theresa Hemphill - Act in a Fiduciary Capacity - South Bend IN 46628 - Not Investment related - OBA start date: 12/01/2025 - 05 Hour(s)/Month - 05 Hour(s) During Trading 3. 11/21/2025 - Marcia Kamiak N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - South Bend IN 46628 - Investment related - OBA start date: 09/19/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading 4. 11/21/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - South Bend IN 46628 - Investment related - OBA start date: 09/19/2025 - 160 Hour(s)/Month - 160 Hour(s) During Trading 5. 11/21/2025 - Premier Planning Partners, Inc - Non-Variable Insurance - Mishawaka IN 46545 - Investment related - OBA start date: 12/01/2025 - 10 Hour(s)/Month - 10 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-18 |
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