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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2013-02-13
TX RA APPROVED_RES 2013-02-13
  • TN RA
    APPROVED
    Since 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-02-13

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 02/2013 Present
Previous Registrations
  • 2002-10-09 → 2013-02-13
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
    Memphis, TN
Other Businesses

(1)Name of Business: Assisi Foundation Address: 515 Erin Drive (their offices), memphis, TN, 38119, United States Activity Type: Non profit Position/Title: Advisory Board Investment Related: Yes Start Date: 05/15/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will be a voluneer board member and co -chai of investment committee serving with others to address the needs of the community (2)Name of Business: Community Foundation of Greater Memphis Address: Union Ave, Memphis, TN, 38104, United States Activity Type: Non profit Position/Title: Other Investment Related: Yes Start Date: 05/13/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a former member of the board of governors for the community foundation of greater memphis and member of the investment committee (3)Name of Business: Family lake house Address: 2910 iroquois rd, memphis, TN, 38111, United States Activity Type: Other Position/Title: Owner/Proprietor Investment Related: No Start Date: 06/28/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: we co-own a lake house - - my responsibilities are to keep my kids entertained and make sure the utilities are paid up

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-10-30
  • S63 Uniform Securities Agent State Law Examination
    1990-10-30

View on SEC IAPD

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