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David John Hutchinson

Rbc Capital Markets, LLC

Minneapolis, MN

Minnetonka, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-11-15
  • MN RA
    APPROVED
    Since 2017-11-15

Branch Locations

250 Nicollet Mall Suite 1700, 16Th Floor, Minneapolis, MN 55401 • United States

Minnetonka, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Assetmark Brokerage Corporation Concord CA 06/2015 01/2017
Assetmark Financial Concord CA 06/2015 01/2017
Rbc Capital Markets, Llc Minneapolis MN 07/2017 Present
Hcg & Associates, Llc Minnetonka MN 02/2017 Present
  • 06/2015 → 01/2017
    Assetmark Brokerage Corporation
    Concord, CA
  • 06/2015 → 01/2017
    Assetmark Financial
    Concord, CA
  • 07/2017 → Present
    Rbc Capital Markets, Llc
    Minneapolis, MN
  • 02/2017 → Present
    Hcg & Associates, Llc
    Minnetonka, MN
Previous Registrations
  • 2016-05-17 → 2016-11-17
    Assetmark, Inc.
    Minnetonka, MN
    Concord, CA
  • 2012-10-23 → 2015-01-05
    Wipfli Financial Advisors, Llc
    Milwaukee, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-04-23
S63 Uniform Securities Agent State Law Examination 1990-10-05
  • S65 Uniform Investment Adviser Law Examination
    1991-04-23
  • S63 Uniform Securities Agent State Law Examination
    1990-10-05

View on SEC IAPD

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