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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-09-29 |
| OH | RA | APPROVED | 2020-04-16 |
Branch Locations
5905 E Galbraith Rd, Cincinnati, OH 45236 • United States
3455 Peachtree Rd Ne Workplace Benefits, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Investments, Llc | Chicago | IL | 01/2008 | 01/2020 |
| Nuveen Asset Management, Llc | Chicago | IL | 09/2011 | 01/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 03/2020 | Present |
| Unemployed | Cincinnati | OH | 01/2020 | 03/2020 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-12 |
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