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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-22
TX RA APPROVED_RES 2008-03-24
  • MN RA
    APPROVED
    Since 2013-11-22
  • TX RA
    APPROVED_RES
    Since 2008-03-24

Branch Locations

3601 Minnesota Dr Ste 905, Edina, MN 55435-5281 • United States

Edina, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Edina MN 09/2005 03/2020
Ameriprise Financial Services, Llc Edina MN 03/2020 Present
Other Businesses

Business Ownership; Red Rowen LLC; Owner; Manage Ameriprise Business; 3601 Minnesota Dr, Suite 905, Edina, MN, 55435; Investment-Related; 10/20/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-07
S63 Uniform Securities Agent State Law Examination 2010-12-23
  • S66 Uniform Combined State Law Examination
    2013-10-07
  • S63 Uniform Securities Agent State Law Examination
    2010-12-23
Other Names
  • David A Auerbach

View on SEC IAPD

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