Matthew Young Parish

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-12-14
CO	RA	APPROVED	2011-04-11

TX RA
APPROVED_RES

Since 2021-12-14
CO RA
APPROVED

Since 2011-04-11

Branch Locations

4600 S. Ulster Street -Suite 700 Metro Point One, Denver, CO 80237 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Littleton	CO	07/2013	Present

07/2013 → Present

Ubs Financial Services Inc

Littleton, CO

Previous Registrations

2009-06-01 → 2011-04-05

Morgan Stanley

Greenwood Village, CO
2001-04-03 → 2009-06-01

Citigroup Global Markets Inc.

Englewood, CO

Englewood, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-03-08
S63	Uniform Securities Agent State Law Examination	1990-08-01

S65 Uniform Investment Adviser Law Examination

2001-03-08
S63 Uniform Securities Agent State Law Examination

1990-08-01

Other Names

Matt Parish
Mathew Young Parish
Matthew Y Parish

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews