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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-05
CT RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • CT RA
    APPROVED
    Since 2009-06-01

Branch Locations

433 South Main Street, West Hartford, CT 06110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc West Hartford CT 06/2009 Present
Morgan Stanley Private Bank, N.A New York NY 01/2025 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    West Hartford, CT
  • 01/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-12-29
S63 Uniform Securities Agent State Law Examination 2005-10-11
  • S65 Uniform Investment Adviser Law Examination
    2008-12-29
  • S63 Uniform Securities Agent State Law Examination
    2005-10-11
Other Names
  • Lela Subasic

View on SEC IAPD

Other Firms

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