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Richard Leatherman Morrow

Stephens

Memphis, TN

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2021-01-04
TX RA APPROVED 2017-05-30
  • TN RA
    APPROVED
    Since 2021-01-04
  • TX RA
    APPROVED
    Since 2017-05-30

Branch Locations

6075 Poplar Avenue Crescent Center, Memphis, TN 38119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wunderlich Securities, Inc. Memphis TN 04/2009 05/2017
Stephens Inc. Memphis TN 05/2017 02/2022
Stephens Inc. Memphis TN 02/2022 Present
  • 04/2009 → 05/2017
    Wunderlich Securities, Inc.
    Memphis, TN
  • 05/2017 → 02/2022
    Stephens Inc.
    Memphis, TN
  • 02/2022 → Present
    Stephens Inc.
    Memphis, TN
Previous Registrations
  • 2009-06-05 → 2017-05-31
    B. Riley Wealth Management
    Memphis, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-06-04
S63 Uniform Securities Agent State Law Examination 2009-05-12
  • S65 Uniform Investment Adviser Law Examination
    2009-06-04
  • S63 Uniform Securities Agent State Law Examination
    2009-05-12
Other Names
  • Richard Morrow

View on SEC IAPD

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B. RILEY WEALTH ADVISORS, INC.
INDEPENDENT FINANCIAL GROUP, LLC
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

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MARGARET MCCARVER
DEANNA NICOLE MUSSO
ROBERT BRIAN REECE
MARTY CARLIS GREEN
MONICA BETH WIESEL
CHARLES DALE WATSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

More in Memphis, TN

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