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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-08
WV RA APPROVED 1998-01-01
  • TX RA
    APPROVED_RES
    Since 2017-08-08
  • WV RA
    APPROVED
    Since 1998-01-01

Branch Locations

101 Washington St E Ste 124, Charleston, WV 25301 • United States

Winfield, WV • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Charleston WV 09/2005 03/2020
Ameriprise Financial Services, Llc Charleston WV 03/2020 Present
Other Businesses

Business Ownership; Jerica9326 LLC; Practice operations specialist; Managing my business; 185 Shawnee Estates, , Winfield, WV, 25213; Investment-Related; 09/01/2022; 20 to 39 hours per month; 20 to 39 during trading hours. Outside Employment; Jerica9326 LLC; Owner - Managing my business; ; 185 Shawnee Estates, , Winfield, WV, 25213; Investment-Related; 09/01/2022; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-08-10
  • S63 Uniform Securities Agent State Law Examination
    1990-08-10
Other Names
  • James Clifford Mcclure

View on SEC IAPD

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