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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-01-22 |
| TX | RA | APPROVED_RES | 2024-01-22 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mitre Group Llc | Crown Point | IN | 08/2007 | Present |
| Securities America, Inc. | Crown Point | IN | 09/2008 | 01/2024 |
| Securities America Advisors, Inc. | Crown Point | IN | 09/2008 | 01/2024 |
| Lpl Financial Llc | Crown Point | IN | 01/2024 | Present |
1) 11/20/2023 - Notary - IN 46307 - Investment related - Start date: 01/20/2024. 2) 11/20/2023 - Musician - IN 46385 - Non investment related - 4 Hours per month - Start date: 01/20/2024. 3) 11/20/2023 - Non-Variable Insurance - Selling: Term life, Long Term Care, fixed Annuities, One resource group - IN 46307 - Investment related - 2 Hours per month - Start date: 01/20/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-21 |
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