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John P Gavey

Citizens Securities, Inc.

Westwood, MA

Tarrytown, NY

Citizens Private Wealth

Tarrytown, NY

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-21
  • NY RA
    APPROVED
    Since 2025-07-21

Branch Locations

200 Station Drive, Westwood, MA 02090 • United States

520 White Plains Rd 3Rd Floor, Tarrytown, NY 10591 • United States

Citizens Private Wealth

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-21
  • NY RA
    APPROVED
    Since 2025-07-21

Branch Locations

520 White Plains Road 3Rd Floor, Tarrytown, NY 10591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company New York NY 08/2011 09/2023
First Republic Bank New York NY 08/2011 07/2023
J.P. Morgan Securities Llc New York NY 09/2023 01/2025
Jp Morgan Chase Bank, N.A. New York NY 10/2023 01/2025
Citizens Securities, Inc. Tarrytown NY 06/2025 Present
Citizen Bank Tarrytown NY 06/2025 Present
Citizens Private Wealth Tarrytown NY 06/2025 Present
Unemployed Fairfield CT 01/2025 06/2025
  • 08/2011 → 09/2023
    First Republic Securities Company
    New York, NY
  • 08/2011 → 07/2023
    First Republic Bank
    New York, NY
  • 09/2023 → 01/2025
    J.P. Morgan Securities Llc
    New York, NY
  • 10/2023 → 01/2025
    Jp Morgan Chase Bank, N.A.
    New York, NY
  • 06/2025 → Present
    Citizens Securities, Inc.
    Tarrytown, NY
  • 06/2025 → Present
    Citizen Bank
    Tarrytown, NY
  • 06/2025 → Present
    Citizens Private Wealth
    Tarrytown, NY
  • 01/2025 → 06/2025
    Unemployed
    Fairfield, CT
Previous Registrations
  • 2011-08-01 → 2025-01-14
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    New York, NY
  • 2024-05-31 → 2025-01-12
    J.P. Morgan Securities Llc
    San Francisco, CA
    New York, NY
    Fairfield, CT
  • 2009-06-01 → 2011-08-04
    Morgan Stanley
    New York, NY
  • 2007-10-25 → 2009-06-01
    Citigroup Global Markets Inc.
    New York, NY
  • 2004-06-29 → 2007-02-05
    Td Ameritrade, Inc.
    Omaha, NE
    Beverly Hills, CA
Other Businesses

FINRA - Arbitrator; mediate FINRA cases; Start date 10/2012.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-17
S63 Uniform Securities Agent State Law Examination 1993-06-29
  • S65 Uniform Investment Adviser Law Examination
    2001-08-17
  • S63 Uniform Securities Agent State Law Examination
    1993-06-29
Designations
Other Names
  • John Patrick Gavey

View on SEC IAPD

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LPL FINANCIAL LLC · WESTWOOD, MA
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STAGE HARBOR FINANCIAL · WESTWOOD, MA
SAVANT WEALTH MANAGEMENT · Westwood, MA
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