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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1999-01-04 |
Branch Locations
1780 Hughes Landing Blvd, The Woodlands, TX 77380 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 12/1998 | Present |
| Bank Of America,Na | Houston | TX | 12/2009 | Present |
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION, NAME OF OUTSIDE BUSINESS ORGANIZATION: ALVIN MURGAI, INVESTMENT RELATED: Y, ADDRESS OF BUSINESS: THE WOODLANDS, TEXAS 77382, NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/1/2013, NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY, NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0, DUTIES: REAL ESTATE I*106479 For profit or not for profit: For-Profit Organization Name of outside business organization: Imperial Salon Investment related: N Address of business: Sugar Land, Texas 77478 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 6/5/2017 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The salon will be renting space to independent contractors. I*123303 For profit or not for profit: For-Profit Organization Name of outside business organization: Dam restraunt llc Investment related: N Address of business: Houston, Texas 77002 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 5/2/2019 Number of hours devoted: 5 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: I own 50% equity interest in a restraunt--I have no day to day responsibilities--I am a passive investor I*123931 For profit or not for profit: For-Profit Organization Name of outside business organization: StarMB.LLC Investment related: N Address of business: Houston, Texas 77002 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 5/21/2019 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I am an investor and have no day to day responsibilities I*1200333 For profit or not for profit: Entity For Profit Name of outside business organization: Investment related: N Address of business: The Woodlands, Texas, 77382 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other"], Start date of relationship: 6/1/2022 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Power of Attorney, POA--investments
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-08 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-09 |
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