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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-03-03 |
| TX | RA | APPROVED | 2025-03-03 |
Branch Locations
33 Wood Avenue South 7Th Fl 730 [Satellite], Iselin, NJ 08830 • United States
7200 Wisconsin Ave Ste 903, Bethesda, MD 20814 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Elizabeth | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Elizabeth | NJ | 11/2016 | 03/2025 |
| Wells Fargo Advisors Financial Network, Llc | Iselin | NJ | 03/2025 | Present |
RAYMOND VEGA WEALTH MANAGEMENT, LLC, INVT RELATED, ISELIN, NJ, 100% OWNERSHIP, START DATE 3/3/2025, 40 HRS PER MONTH, 0 HRS DURING TRADING, TRANSITIONING TO FINET.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-19 |
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