Kelly Watts Cole

Current Employers

Employment History

• 10/2012 → 10/2017
  National Planning Corporation
  Florence, AL
• 10/2017 → 01/2024
  Woodbury Financial Services Inc
  Florence, AL
• 01/2024 → Present
  Osaic Wealth, Inc.
  Florence, AL

Previous Registrations

• 2017-10-25 → 2024-01-19
  Woodbury Financial Services, Inc.
  Florence, AL
  Huntsville, AL
• 2012-10-18 → 2017-10-25
  National Planning Corporation
  Florence, AL
• 2007-03-19 → 2012-10-19
  Woodbury Financial Services, Inc.
  Florence, AL
• 1998-07-17 → 2007-02-21
  Lpl Financial Llc
  Florence, AL
  Florence, AL

Other Businesses

1) EXECUTIVE MARKETING, LLC POSITION: owner/partner NATURE: LLC in which we own office building for branch INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2002; ADDRESS: 2464 Mall Road, Florence AL 35630, United States; DESCRIPTION: pay maintainence costs 2) EXECUTIVE INVESTMENTS, LLC POSITION: owner/partner NATURE: DBA for brokerage business INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/10/1998; ADDRESS: 2464 Mall Road, Florence AL 35630, United States; DESCRIPTION: no duties, only dba through which we do business 3) NOTARY PUBLIC POSITION: N/A NATURE: Not applicableUse of Notary Stamp INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/29/2018; ADDRESS: 2464 Mall Road, Florence AL 35630, United States; DESCRIPTION: Notary Public for notarizing signatures 4) WAYNE DEER TRAIL, LLC POSITION: share holder/owner NATURE: LLC in which our family farm is owned INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/30/2019 ADDRESS: 4032 Hawks Way NE, Huntsville AL 35811, United States DESCRIPTION: maintain property 5) FIRST PROTECTIVE POSITION: Insurance Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/11/2021 ADDRESS: 2501 20th Place S, Ste. 300, Birmingham AL 35223, United States DESCRIPTION: I use First Protective resources to quote and write life insurance 6) BENEFIT ADVISORY GROUP, LLC POSITION: Owner/Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2021 ADDRESS: 1101 McMurtrie Drive, Unit 1 Suite A, Huntsville AL 35806, United States DESCRIPTION: Owner/Partner of LLC, Pay for office expense, payroll etc 7) BENEFIT ADVISORY GROUP POSITION: Agent NATURE: Independent Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2021 ADDRESS: 1101 McMurtrie Dr, Huntsville AL 35806, United States DESCRIPTION: Fixed insurance products, collection of some recurring fees from fixed insurance products sold off grid 8) BENEFIT ADVISORY GROUP,INC POSITION: owner NATURE: C Corp INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2021 ADDRESS: 2464 Mall Road, Florence AL 35630, United States DESCRIPTION: I own the C Corp to hold the name Benefit Advisory Group. I conduct my business through Benefit Advisory Group, LLC 9) INDEPENDENT FIXED INSURANCE AGENT POSITION: Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/15/2021 ADDRESS: 2464 Mall Road, Florence AL 35630, United States DESCRIPTION: Servicing old fixed annuities/fixed life contracts that were written off grid many years ago.Writing business through approved Woodbury 3rd Party vendors such as TNBC and Great Lakes 10) POA AND EXECUTOR OF MOTHERS ESTATE POSITION: POA and Executor, beneficiary NATURE: n/a INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: N/A, Florence AL 35630, United States DESCRIPTION: I am Co-POA, Executor, and beneficiary of my Mothers Estate, no duties until her death or incapacity

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-09-24