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G Michael O'NEil

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Darien, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2005-03-03
TX RA APPROVED 2002-06-18
  • CT RA
    APPROVED
    Since 2005-03-03
  • TX RA
    APPROVED
    Since 2002-06-18

Branch Locations

1020 Post Rd, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 06/2002 Present
Bank Of America, N.A. Darien CT 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-17
S63 Uniform Securities Agent State Law Examination 1994-07-22
  • S65 Uniform Investment Adviser Law Examination
    1994-10-17
  • S63 Uniform Securities Agent State Law Examination
    1994-07-22
Other Names
  • G Michael Oneil
  • G Michael (Iv) Oneil
  • George Michael Oneil
  • Mike O'NEil

View on SEC IAPD

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