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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-08 |
| OH | RA | APPROVED | 2009-01-15 |
| TX | RA | APPROVED | 2009-01-15 |
Branch Locations
8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Cincinnati | OH | 01/2009 | Present |
1. Jet Connection LLC, Limited partnership involving the ownership of a jet, Partner, Limited partnership - usage of the plane, start date-12/29/2023, cincinnati OhioUnited States-45@42.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-01 |
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