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Robert Brezen

Morgan Stanley

Denver, CO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-19
CO RA APPROVED 2019-10-07
  • TX RA
    APPROVED_RES
    Since 2020-03-19
  • CO RA
    APPROVED
    Since 2019-10-07

Branch Locations

1550 Market Street Suite 600, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Denver CO 05/2013 06/2019
Morgan Stanley Denver CO 09/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-01
S63 Uniform Securities Agent State Law Examination 2006-07-14
  • S65 Uniform Investment Adviser Law Examination
    2011-09-01
  • S63 Uniform Securities Agent State Law Examination
    2006-07-14

View on SEC IAPD

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