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Rosanne Fabian Kelly

Rbc Capital Markets, LLC

Minneapolis, MN

Lino Lake, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-09-28
TX RA APPROVED 2018-09-28
  • MN RA
    APPROVED
    Since 2018-09-28
  • TX RA
    APPROVED
    Since 2018-09-28

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Lino Lake, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Minneapolis MN 12/2014 09/2018
Morgan Stanley Private Bank, National Association New York NY 05/2016 09/2018
Rbc Capital Markets, Llc. Minneapolis MN 09/2018 Present
  • 12/2014 → 09/2018
    Morgan Stanley
    Minneapolis, MN
  • 05/2016 → 09/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2018 → Present
    Rbc Capital Markets, Llc.
    Minneapolis, MN
Previous Registrations
  • 2011-08-25 → 2018-10-02
    Morgan Stanley
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-03
S63 Uniform Securities Agent State Law Examination 1990-08-16
  • S66 Uniform Combined State Law Examination
    2015-01-03
  • S63 Uniform Securities Agent State Law Examination
    1990-08-16

View on SEC IAPD

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