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George P Folias

The Pinnacle Financial Group

Rockville Centre, NY

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Current Employers
The Pinnacle Financial Group

9 South Long Beach Road, Rockville Centre, NY 11570 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-04
  • NY RA
    APPROVED
    Since 2021-09-04

Branch Locations

9 South Long Beach Road, Rockville Centre, NY 11570 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Rockville Centre NY 04/2014 Present
The Pinnacle Financial Group Rockville Centre NY 05/2014 Present
Previous Registrations
  • 2010-11-09 → 2014-04-21
    Edward Jones
    Garden City, NY
    Bayside, NY
    Astoria, NY
  • 2006-08-18 → 2010-11-09
    Chase Investment Services Corp.
    Jamaica, NY
    South Richmond Hill, NY
    Jamaica, NY
    Forest Hills, NY
    Laurelton, NY
    Forest Hills, NY
    Jamaica, NY
    Forest Hills, NY
    Richmond Hill, NY
    Forest Hills, NY
    Springfield Gardens, NY
    Jamaica, NY
    Ozone Park, NY
    Astoria, NY
    Long Island City, NY
    Jackson Heights, NY
    Astoria, NY
    Long Island City, NY
    Astoria, NY
    Astoria, NY
    Astoria, NY
    Queens, NY
    East Elmhurst, NY
    Jackson Heights, NY
    Long Island City, NY
    Woodside, NY
    Jackson Heights, NY
    Astoria, NY
    Astoria, NY
  • 2006-07-05 → 2006-08-14
    Hsbc Securities (Usa) Inc.
    Forest Hills, NY
    Bronx, NY
    Forest Hills, NY
  • 2004-10-20 → 2004-12-01
    Banc Of America Investment Services, Inc.
    Forest Hills, NY
  • 2004-07-29 → 2004-10-20
    Quick & Reilly, Inc.
    Forest Hills, NY
  • 2002-07-15 → 2004-04-12
    Ifmg Securities, Inc.
    Jackson Heights, NY
Other Businesses

(1) 04/17/2014 - DBA ONLY - THE PINNACLE FINANCIAL GROUP - ROCKVILLE CRNETE, NY (2) 05/07/2014 - REGISTERED INVESTMENT ADVISOR - THE PINNACLE FINANCIAL GROUP - IAR - ROCKVILLE CENTRE, NY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-19
S63 Uniform Securities Agent State Law Examination 1990-07-09
  • S65 Uniform Investment Adviser Law Examination
    1997-06-19
  • S63 Uniform Securities Agent State Law Examination
    1990-07-09
Other Names
  • George Panagiotis Folias

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
ALLSTATE FINANCIAL ADVISORS, LLC
CITIGROUP GLOBAL MARKETS INC.
BAYRIDGE FINANCIAL GROUP, INC.
CITIZENS SECURITIES, INC.
KESTRA ADVISORY SERVICES, LLC
PFS INVESTMENTS INC.
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

BLAKE HUNLEY SPENCER
THOMAS MUSTO
JOSEPH DONALD ESPOSITO
LEONARD FRANCIS MARZIGLIANO
CHRISTOPHER CORNETT
RICHARD CHARLES LAHN
FALGUN JARIWALA
TIMOTHY MAHONEY ARCHARD

Other Offices

LPL FINANCIAL LLC · ROCKVILLE CENTRE, NY
ALLSTATE FINANCIAL ADVISORS, LLC · Oceanside, NY
CITIGROUP GLOBAL MARKETS INC. · ROCKVILLE CENTRE, NY
BAYRIDGE FINANCIAL GROUP, INC. · ROCKVILLE CENTRE, NY
CITIZENS SECURITIES, INC. · ROCKVILLE CENTRE, NY
KESTRA ADVISORY SERVICES, LLC · ROCKVILLE CENTRE, NY
PFS INVESTMENTS INC. · ROCKVILLE CENTRE, NY
AMERIPRISE FINANCIAL SERVICES, LLC · ROCKVILLE CENTER, NY

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