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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-12
CT RA APPROVED 2011-10-11
  • TX RA
    APPROVED
    Since 2023-05-12
  • CT RA
    APPROVED
    Since 2011-10-11

Branch Locations

65 Lasalle Rd, 1St Floor., West Hartford, CT 06107 • United States

1053 Farmington Ave., Ste 113, Farmington, CT 06032 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Webster Investment Services, Inc. West Hartford CT 07/1999 09/2017
Lpl Financial, Llc West Hartford CT 10/2011 Present
  • 07/1999 → 09/2017
    Webster Investment Services, Inc.
    West Hartford, CT
  • 10/2011 → Present
    West Hartford, CT
Previous Registrations
  • 2007-02-13 → 2011-10-11
    Uvest Financial Services Group, Inc.
    Forestville, CT
    Bristol, CT
    Bristol, CT
    Bristol, CT
    Forestville, CT
    West Hartford, CT
    West Hartford, CT
    South Windsor, CT
    Glastonbury, CT
  • 2007-12-20 → 2010-05-07
    Fort Mill, SC
    Bristol, CT
    San Diego, CA
  • 2000-10-30 → 2007-02-13
    Webster Investment Services, Inc.
    Forestville, CT
    West Hartford, CT
    Kensington, CT
    Bristol, CT
    Bristol, CT
    Bristol, CT
    West Hartford, CT
    South Windsor, CT
    Glastonbury, CT
Other Businesses

1. 11/22/2011 - REAL ESTATE RENTAL / HILL ASSET MANAGEMENT, LLC / 1% OF TIME SPENT. 2). 01/17/2025- Connecticut Investment Advisors, Inc.- DBA for LPL Business (entity for LPL business)- INV Related- At Cheshire, CT- Start date 02/01/2025- 160 HRS Per Month- 7 Hours During Trading 3) 05/13/2025 - BelCo Investment Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date- 04/28/2025 - 160 Hrs/Mth - 130 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-09
S63 Uniform Securities Agent State Law Examination 1994-08-01
  • S65 Uniform Investment Adviser Law Examination
    1997-05-09
  • S63 Uniform Securities Agent State Law Examination
    1994-08-01
Designations
Other Names
  • Raymond Edward Beloin
  • Raymond Edward Beloin, Cfp

View on SEC IAPD

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