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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-05 |
| CT | RA | APPROVED | 2019-07-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Framingham | MA | 11/2011 | 03/2017 |
| Mml Investors Services, Llc | Southborough | MA | 03/2017 | 06/2019 |
| Massmutual Life Insurance Co | Southborough | MA | 07/2016 | 06/2019 |
| Morgan Stanley | Wellesley | MA | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-09 |
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