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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-07-08 |
| TX | RA | APPROVED | 2022-07-08 |
Branch Locations
7601 France Ave S Ste 300, Edina, MN 55435-5999 • United States
Excelsior, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Minneapolis | MN | 02/2009 | 07/2022 |
| Ameriprise Financial Services | Edina | MN | 07/2022 | 07/2022 |
| Ameriprise Financial Services, Llc | Edina | MN | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Edina | MN | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-19 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-06 |
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