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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2017-06-20 |
| TX | RA | APPROVED | 2017-06-20 |
Branch Locations
132 Rue Colette Ste A, Thibodaux, LA 70301 • United States
Thibodaux, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | New Orleans | LA | 06/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New Orleans | LA | 11/2016 | 06/2017 |
| Ameriprise Financial Services Inc | Thibodaux | LA | 06/2017 | 03/2020 |
Business Ownership; Other; Other; 233 Olivia Drive, , Thibodaux, LA, 70301; Not Investment-Related; 01/13/2017; 0 hours per month; 0 during trading hours / Co-owner; Other; 233 Olivia Drive, , Thibodaux, LA, 70301; Not Investment-Related; 02/15/2006; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Outside Employment; Argent Wealth Management, LLC.; Other; 132 Rue Colette , Suite A, Thibodaux, LA, 70301; Investment-Related; 10/15/2024; 60 during trading hours; 60 hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-05 |
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