Best Investors Account Sign in
Inactive

Arthur Gentry Swalley

Arlington Financial Advisors, LLC

Santa Barbara, CA

Claim This Profile
Current Employers
Arlington Financial Advisors, Llc

100 E. De La Guerra St, Santa Barbara, CA 93101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-05-18
  • CA RA
    APPROVED
    Since 2016-05-18

Branch Locations

100 E. De La Guerra St, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arlington Financial Advisors, Llc Santa Barbara CA 06/2016 Present
Purshe Kaplan Sterling Investments Albany NY 06/2016 12/2019
Previous Registrations
Other Businesses

The Santa Barbara Trust Company; investment-related; Santa Barbara, CA; Chief Investment Officer; affiliated trust company; 06/2025; trust services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-21
S63 Uniform Securities Agent State Law Examination 1990-07-11
  • S65 Uniform Investment Adviser Law Examination
    1994-10-21
  • S63 Uniform Securities Agent State Law Examination
    1990-07-11

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CERITY PARTNERS LLC
J.P. MORGAN SECURITIES LLC
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
KINGSWOOD WEALTH ADVISORS, LLC
MORGAN STANLEY
LPL FINANCIAL LLC
PLANMEMBER SECURITIES CORPORATION

Other Investors

DARIN CARLTON MAST
Eric Scott Wasmuth
CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

More in Santa Barbara, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor