Best Investors Account Sign in
Inactive

Rodney Dale Dir

The Marshall Financial Group LLC

Hunt Valley, MD

Claim This Profile
Current Employers
The Marshall Financial Group Llc

225 Schilling Circle Suite 295, Hunt Valley, MD 21031 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-24
  • CA RA
    APPROVED
    Since 2026-06-24

Branch Locations

225 Schilling Circle Suite 295, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Capital Strategies, Inc. Cheyenne WY 02/2004 04/2026
M Holdings Securities, Inc. Portland OR 11/2012 12/2019
Southport Capital Chattanooga TN 01/2020 09/2021
Tlg Advisors Littleton CO 09/2021 04/2026
Crestwood Group Bainbridge Island WA 09/1986 Present
The Marshall Financial Group Llc Hunt Valley MD 04/2026 Present
  • 02/2004 → 04/2026
    Pacific Capital Strategies, Inc.
    Cheyenne, WY
  • 11/2012 → 12/2019
    M Holdings Securities, Inc.
    Portland, OR
  • 01/2020 → 09/2021
    Southport Capital
    Chattanooga, TN
  • 09/2021 → 04/2026
    Tlg Advisors
    Littleton, CO
  • 09/1986 → Present
    Crestwood Group
    Bainbridge Island, WA
  • 04/2026 → Present
    The Marshall Financial Group Llc
    Hunt Valley, MD
Previous Registrations
  • 2021-09-21 → 2026-04-13
    Tlg Advisors, Inc.
    Summit, NJ
    Bainbridge Island, WA
    Visalia, CA
  • 2020-02-27 → 2021-11-03
    Southport Capital
    Chattanooga, TN
  • 2015-09-02 → 2019-12-31
    M Holdings Securities, Inc.
    Visalia, CA
    Portland, OR
    Visalia, CA
  • 2004-03-18 → 2012-12-13
    Commonwealth Financial Network
    Visalia, CA
  • 2009-01-02 → 2009-12-31
    Pacific Capital Strategies, Inc.
    Visalia, CA
  • 2001-11-30 → 2004-03-17
    Sunset Financial Services, Inc.
    Visalia, CA
Other Businesses

1) President of Crestwood Insurance Agency, solicitor for Magma funds. Receive compensation from insurance related products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-02
S63 Uniform Securities Agent State Law Examination 1990-10-03
  • S65 Uniform Investment Adviser Law Examination
    2015-09-02
  • S63 Uniform Securities Agent State Law Examination
    1990-10-03
Other Names
  • Rod Dir
  • Rodney Dale Dir
  • Rodney Dir

View on SEC IAPD

Other Firms

BAY HARBOR WEALTH MANAGEMENT, LLC
ABS CAPITAL PARTNERS, INC.
GROFF WEALTH MANAGEMENT
MONUMENTAL WEALTH, LLC
BUSH RIVER TRUST, LLC
OSAIC WEALTH, INC.
INDEPENDENT FINANCIAL PARTNERS
AE WEALTH MANAGEMENT, LLC

Other Investors

Andrew Benjamin Anthony
LANCE REID SCOTT
JOHN FRANCIS MORAN
Jack Richard Sweiderk
KENT RS GROFF
WILSON CROSBY TALIAFERRO
Cristina Polvinale Kothari
JOHN LUKE CHARLTON

Other Offices

BAY HARBOR WEALTH MANAGEMENT, LLC · HUNT VALLEY, MD
ABS CAPITAL PARTNERS, INC. · HUNT VALLEY, MD
GROFF WEALTH MANAGEMENT · HUNT VALLEY, MD
MONUMENTAL WEALTH, LLC · HUNT VALLEY, MD
BUSH RIVER TRUST, LLC · HUNT VALLEY, MD
OSAIC WEALTH, INC. · HUNT VALLEY, MD
INDEPENDENT FINANCIAL PARTNERS · Hunt Valley, MD
AE WEALTH MANAGEMENT, LLC · Hunt Valley, MD

More in Hunt Valley, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor