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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2004-05-19 |
Branch Locations
12645 Olive Blvd Suite 209, Creve Coeur, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Creve Coeur | MO | 05/2004 | Present |
1. 10/5/2005: NON-VARIABLE INSURANCE - INDEPENDENT INSURANCE AGENCY SELLING FIXED INSURANCE PRODUCTS. - CLAYTON, MO. 2. 4/19/2010: DBA ONLY - MERZIAN WEALTH MANAGEMENT, LLC - CLAYTON, MO. 3. 1/25/2013: DBA ONLY - STERLING PRIVATE CLIENT SERVICES - CLAYTON, MO. 4. 6/30/2020 - Lesslie Consulting, Inc. - Investment Related - At prospective client locations. - Non-Variable Insurance - Agent - Start Date: 07/01/2020 - 5 Hours Per Month/1 Hour During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-08-18 |
| S65 | Uniform Investment Adviser Law Examination | 1993-12-27 |
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