Kenneth Scott Lee

Current Employers

Employment History

• 01/2013 → 12/2023
  Cetera Advisor Networks Llc
  El Segundo, CA
• 03/2017 → Present
  Clg, Llc
  Long Beach, CA
• 11/2021 → Present
  Super Ag, Ltd
  Las Vegas, NV
• 06/2023 → 12/2023
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2024 → Present
  Purshe Kaplan Sterling Investment
  Albany, NY

Previous Registrations

• 2023-06-29 → 2023-12-31
  Cetera Investment Advisers Llc
  Long Beach, CA
• 2003-03-25 → 2023-06-29
  Cetera Wealth Services, Llc
  Cerritos, CA
  Long Beach, CA
  Long Beach, CA
  La Mirada, CA
• 1999-07-09 → 2002-11-22
  Morgan Stanley Dw Inc.
  Santa Ana, CA

Other Businesses

(1) NAME OF OTHER BUSINESS:CLG, LLC / INVESTMENT RELATED: YES / ADDRESS: SAME AS REGISTERED LOCATION / NATURE OF BUSINESS: ADVISORY BUSINESS / POSITION/TITLE/ RELATIONSHIP: ADVISORY REPRESENTATIVE / START DATE: 03/23/17 / APX NUMBER OF HOURS PER WEEK: 20 / APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: FEE BASED FINANCIAL PLANNING (2) NAME OF OTHER BUSINESS: CLG, LLC / INVESTMENT RELATED: YES / ADDRESS: SAME AS REGISTERED LOCATION / NATURE OF BUSINESS: FINANCIAL SERVICES / START DATE: 03/23/17 / POSITION/TITLE/RELATIONSHIP: ADVISORY ASSOCIATE / APX NUMBER OF HOURS PER WEEK: 20 / APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ; (3) NAME OF OTHER BUSINESS: BLUE PIG INC ;/ INVESTMENT RELATED: NO / ADDRESS: SAHARA AVE, LAS VEGAS, NV 89102 / NATURE OF BUSINESS: RENTAL PROPERTY / START DATE: 09/2021 ; POSITION/TITLE/RELATIONSHIP: AUTHORIZED SIGNER / ASSISTANT / APX NUMBER OF HOURS PER WEEK: MINIMAL / APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL ; BRIEF DESCRIPTION OF DUTIES: ASSISTING IN REPAIRS AND MAINTENANCE TO PROPERTY. ALSO AUTHORIZED TO SIGN ON BEHALF OF CORPORATION ; (4) NAME OF OTHER BUSINESS: MCG GLENDALE AVE LLC ;/ INVESTMENT RELATED: NO / ADDRESS: SAHARA AVE, LAS VEGAS, NV 89102 / NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 09/2021 / POSITION/TITLE/RELATIONSHIP: AUTHORIZED SIGNER / ASSISTANT / APX NUMBER OF HOURS PER WEEK: MINIMAL / APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL / BRIEF DESCRIPTION OF DUTIES: ASSISTING IN REPAIRS AND MAINTENANCE TO PROPERTY. ALSO AUTHORIZED TO SIGN ON BEHALF OF CORPORATION ; (5) NAME OF OTHER BUSINESS: SUPER AG, LTD / INVESTMENT RELATED: NO, / ADDRESS: 3540 W SAHARA AVE, # 214, LAS VEGAS, NV, 89102 / NATURE OF BUSINESS: REAL ESTATE, START DATE: 11/2021 / POSITION/TITLE/RELATIONSHIP: PARTNER / APX NUMBER OF HOURS PER WEEK: VARIES / APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: MAINTAIN AND INTERACT WITH PROPERTY MANAGER, FAMILY OWNED 4PLEX; (6) Fixed Insurance. Investment Related. At registered location. Fixed/traditional insurance. Agent. 1/2024. 10 hrs/month all during trading hours. Provide insurance advice based on the needs of clients. (7) PKSF. Investment Related. At registered location. Fixed/traditional insurance. Agent. 1/2024. 10 hrs/month all during trading hours. Provide insurance advice based on the needs of clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-01-29
• S63 Uniform Securities Agent State Law Examination
  1995-09-08

Designations