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Michael Anthony Searock

Northwestern Mutual Investment Services, LLC

Oklahoma City, OK

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2019-12-06
  • OK RA
    APPROVED
    Since 2019-12-06

Branch Locations

6301 Waterford Blvd Ste 410, Oklahoma City, OK 73118 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
David Houston Oklahoma City OK 11/2019 Present
Northwestern Mutual Investment Services Llc Oklahoma City OK 11/2019 Present
Charles Schwab Oklahoma City OK 04/1993 10/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2020 Present
  • 11/2019 → Present
    David Houston
    Oklahoma City, OK
  • 11/2019 → Present
    Northwestern Mutual Investment Services Llc
    Oklahoma City, OK
  • 04/1993 → 10/2019
    Charles Schwab
    Oklahoma City, OK
  • 01/2020 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-14
S63 Uniform Securities Agent State Law Examination 1991-10-02
  • S65 Uniform Investment Adviser Law Examination
    1999-09-14
  • S63 Uniform Securities Agent State Law Examination
    1991-10-02
Other Names
  • Michael Searock
  • Michael Anthony Searock
  • Michael Anthony Searock
  • Mike Searock
  • Michael A Searock

View on SEC IAPD

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