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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2003-09-04 |
Branch Locations
307 International Cir Ste 310, Hunt Valley, MD 21030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/1989 | Present |
| Northwestern Mutual Investment Services, Llc | Baltimore | MD | 04/1990 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2013 | Present |
1-MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 50% OWNERSHIP, FOX AND HOUND LLC, LEGAL ENTITY, START DATE: 8/5/2020, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, ADMINISTRATIVE, MANAGERIAL AND POLICYMAKING DECISIONS (OWNER), INVESTMENT RELATED 3. 100% OWNER, VOODOO, LLC RECEIVING WMC COMPENSATION, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER/FOUNDER/MANAGERIAL ADMINISTRATIVE OVERSIGHT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-31 |
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