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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2015-08-05 |
| TX | RA | APPROVED_RES | 2015-07-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 07/2015 | Present |
| Bank Of America, N.A. | Cincinnati | OH | 09/2015 | Present |
I*9694 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business Santa Rosa Beach, Florida 32459 Nature of business: Position, title, association: Start date of relationship: 7/4/2020 Number of hours devoted: 4 hour(s) Number of hours devoted during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-22 |
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