Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-10-09
CA RA APPROVED 1997-12-15
  • TX RA
    APPROVED_RES
    Since 2006-10-09
  • CA RA
    APPROVED
    Since 1997-12-15

Branch Locations

11001 River Run Blvd Ste 100, Bakersfield, CA 93311 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bakersfield CA 04/1990 03/2020
Ameriprise Financial Services, Llc Bakersfield CA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 12628 Fallstaff Lane, , Bakersfield, CA, 93312; Not Investment-Related; 07/26/2024. Business Ownership; Payroll Partners; ; payroll & office expenses; 11001 River Run Blvd., Suite 100Bakersfield, CA 93311, ,; ; ; 1 to 9 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-11-30
  • S63 Uniform Securities Agent State Law Examination
    1992-11-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bakersfield, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor