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3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-02-13 |
| MD | RA | APPROVED | 2018-12-11 |
Branch Locations
600 Grant Street Ste 304, Denver, CO 80203 • United States
Ellicott City, MD • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Baltimore | MD | 04/2007 | 04/2017 |
| Morgan Stanley Smith Barney | Baltimore | MD | 06/2009 | 04/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 04/2017 |
| Unemployed | Ellicott City | MD | 04/2017 | 10/2017 |
| Baltimore Life | Owings Mills | MD | 10/2017 | 01/2018 |
| Unemployed | Ellicott City | MD | 01/2018 | 10/2018 |
| Mutual Of Omaha Insurance Company | Hunt Valley | MD | 10/2018 | Present |
| Mutual Of Omaha Investor Services | Hunt Valley | MD | 11/2018 | Present |
Insurance Agent- Start date: 10/2018 - Non-investment Related - Insurance lines of business: Life, Health, and Annuities -Hours/week during trading hours: 40
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 1990-07-20 |
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