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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-14 |
| FL | RA | APPROVED | 2021-05-05 |
Branch Locations
3 Hemphill Pl Ste 110, Malta, NY 12020 • United States
Brandon, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | San Francisco | CA | 02/1999 | 04/2021 |
| Ameriprise Financial Services, Llc | Saratoga Springs | NY | 04/2021 | Present |
Outside Employment; think2perform; Vice President - coaching financial advisors. The title is a title and I am not running the business.; ; 706 2nd Ave. S. Suite 271, , Minneapolis, MN, 55402; Not Investment-Related; 05/15/2017; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-01-09 |
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