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7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-05 |
| IN | RA | APPROVED | 2021-06-03 |
Branch Locations
7333 E. Doubletree Ranch Road #120, Scottsdale, AZ 85258-2023 • UNITED STATES
4315 Flagstaff Cove, Fort Wayne, IN 46815 • United States
4315 Flagstaff Cove, Fort Wayne, IN 46815-4400 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 1998-10-14 |
Branch Locations
4315 Flagstaff Cove, Fort Wayne, IN 46815 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Profed Financial Advisors, Llc | Fort Wayne | IN | 12/1990 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 06/2021 |
| United Planners Financial Services | Scottsdale | AZ | 06/2021 | Present |
| S & M Associates, Llc | Fort Wayne | IN | 01/1997 | Present |
| Profed Financial Advisors, Llc | Fort Wayne | IN | 12/1990 | Present |
1.) MATTHEW T. BARNES - NOTARY - NOTARY - FORT WAYNE, IN - SINCE 01/1988 - NOT INVESTMENT RELATED 2.) S & M ASSOCIATES, LLC - MEMBER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - FORT WAYNE, IN - SINCE 01/1997 - INVESTMENT RELATED 3.) PROFED FINANCIAL ADVISORS - CO-PRESIDENT, FINANCIAL CONSULTANT - DBA NAME FOR MARKETING PURPOSES ONLY - FORT WAYNE, IN - SINCE 12/1990 - INVESTMENT RELATED 4.) MATTHEW T. BARNES - INSURANCE AGENT - NON-VARIABLE INSURANCE - FORT WAYNE, IN - SINCE 06/1990 - INVESTMENT RELATED 5.) PROFED FINANCIAL ADVISORS, LLC - CONTROL PERSON, CHIEF COMPLIANCE OFFICER, IAR - REGISTERED INVESTMENT ADVISOR - FORT WAYNE, IN - SINCE 12/1990 - INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-30 |
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