Best Investors Account Sign in
Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-05
IN RA APPROVED 2021-06-03
  • TX RA
    APPROVED_RES
    Since 2021-06-05
  • IN RA
    APPROVED
    Since 2021-06-03

Branch Locations

7333 E. Doubletree Ranch Road #120, Scottsdale, AZ 85258-2023 • UNITED STATES

4315 Flagstaff Cove, Fort Wayne, IN 46815 • United States

Profed Financial Advisors

4315 Flagstaff Cove, Fort Wayne, IN 46815-4400 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 1998-10-14
  • IN RA
    APPROVED
    Since 1998-10-14

Branch Locations

4315 Flagstaff Cove, Fort Wayne, IN 46815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Profed Financial Advisors, Llc Fort Wayne IN 12/1990 Present
Cetera Advisor Networks Llc El Segundo CA 01/2013 06/2021
United Planners Financial Services Scottsdale AZ 06/2021 Present
S & M Associates, Llc Fort Wayne IN 01/1997 Present
Profed Financial Advisors, Llc Fort Wayne IN 12/1990 Present
  • 12/1990 → Present
    Profed Financial Advisors, Llc
    Fort Wayne, IN
  • 01/2013 → 06/2021
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2021 → Present
    United Planners Financial Services
    Scottsdale, AZ
  • 01/1997 → Present
    S & M Associates, Llc
    Fort Wayne, IN
  • 12/1990 → Present
    Profed Financial Advisors, Llc
    Fort Wayne, IN
Previous Registrations
  • 2013-01-10 → 2021-06-07
    Cetera Wealth Services, Llc
    Ft. Wayne, IN
    Ft. Wayne, IN
Other Businesses

1.) MATTHEW T. BARNES - NOTARY - NOTARY - FORT WAYNE, IN - SINCE 01/1988 - NOT INVESTMENT RELATED 2.) S & M ASSOCIATES, LLC - MEMBER - REAL ESTATE SALES/RENTAL PROPERTIES/PROPERTY MANAGEMENT - FORT WAYNE, IN - SINCE 01/1997 - INVESTMENT RELATED 3.) PROFED FINANCIAL ADVISORS - CO-PRESIDENT, FINANCIAL CONSULTANT - DBA NAME FOR MARKETING PURPOSES ONLY - FORT WAYNE, IN - SINCE 12/1990 - INVESTMENT RELATED 4.) MATTHEW T. BARNES - INSURANCE AGENT - NON-VARIABLE INSURANCE - FORT WAYNE, IN - SINCE 06/1990 - INVESTMENT RELATED 5.) PROFED FINANCIAL ADVISORS, LLC - CONTROL PERSON, CHIEF COMPLIANCE OFFICER, IAR - REGISTERED INVESTMENT ADVISOR - FORT WAYNE, IN - SINCE 12/1990 - INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-21
S63 Uniform Securities Agent State Law Examination 1990-05-30
  • S65 Uniform Investment Adviser Law Examination
    1992-12-21
  • S63 Uniform Securities Agent State Law Examination
    1990-05-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Scottsdale, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor