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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-03-21
MO RA APPROVED 2024-03-21
  • ID RA
    APPROVED
    Since 2024-03-21
  • MO RA
    APPROVED
    Since 2024-03-21

Branch Locations

206 S Holden, Warrensburg, MO 64093 • United States

Swan Valley, ID • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Murdock Financial Group Denver CO 06/2017 Present
Cetera Advisors Llc Denver CO 01/2013 Present
G.O. Investments Denver CO 03/2006 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
Tupai Holding Company Llc Irwin ID 04/2024 Present
Cache Mountain Honey, Llc Dba Cox Honey Petersboro UT 05/2024 Present
Wbg Holding Company, Llc Swan Valley ID 07/2024 Present
Cougar Mountain Holding Co, Llc Swan Valley ID 09/2024 Present
Golden Rage Holding Company, Llc Warrensburg MO 04/2024 Present
  • 06/2017 → Present
    Murdock Financial Group
    Denver, CO
  • 01/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2006 → Present
    G.O. Investments
    Denver, CO
  • 03/2024 → Present
    Schaumburg, IL
  • 04/2024 → Present
    Tupai Holding Company Llc
    Irwin, ID
  • 05/2024 → Present
    Cache Mountain Honey, Llc Dba Cox Honey
    Petersboro, UT
  • 07/2024 → Present
    Wbg Holding Company, Llc
    Swan Valley, ID
  • 09/2024 → Present
    Cougar Mountain Holding Co, Llc
    Swan Valley, ID
  • 04/2024 → Present
    Golden Rage Holding Company, Llc
    Warrensburg, MO
Previous Registrations
  • 1999-04-27 → 2004-01-01
    Vestax Securities Corporation
    Warrensburg, MO
Other Businesses

1.NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 8/2017 APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, HEALTH, DISABILITY, ANNUITIES, & LONG TERM CARE; 2.NAME OF OTHER BUSINESS: G.O. INVESTMENTS INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RENTAL PROPERTIES START DATE: 3/2006 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: CO-OWNER BRIEF DESCRIPTION OF DUTIES: GENERAL DUTIES 3.NAME OF OTHER BUSINESS: MURDOCK BANNER FINANCIAL GROUP LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: MEMBER/CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: CACHE MOUNTAIN HONEY, LLC DBA COX HONEY, INVESTMENT RELATED: NO, ADDRESS: 795 NORTH 8000 WEST, PETERSBORO, UT 84325, NATURE OF BUSINESS: BEE POLLINATION AND HONEY PRODUCTION, START DATE: 05/2024, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: LEARN BUSINESS THROUGH 2024; 5. NAME OF OTHER BUSINESS: TUPAI HOLDING COMPANY LLC INVESTMENT RELATED: NO; ADDRESS: 175 CEDAR CIRCLE IRWIN, ID 83428; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: SOLE OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 2; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 2; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY TO HOLD AND CONSOLIDATE ASSETS; 6. NAME OF OTHER BUSINESS: WBG HOLDING COMPANY, LLC INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: HOLDING COMPANY, START DATE: 07/2024, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CREATED TO RECEIVE DISTRIBUTIONS FROM OTHER LLCS; 7. NAME OF OTHER BUSINESS: COUGAR MOUNTAIN HOLDING CO, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: HOLDING COMPANY, START DATE: 09/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: LLC TO HOLD PERSONAL ASSETS; 8. NAME OF OTHER BUSINESS: GOLDEN RAGE HOLDING COMPANY, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY, START DATE: 05/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20, BRIEF DESCRIPTION OF DUTIES: SEARCHING AND PURCHASING TARGET PROPERTIES FOR RENTAL OPPORTUNITIES, MONITORING PROPERTIES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-03-03
  • S63 Uniform Securities Agent State Law Examination
    1992-03-03
Designations

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