James Hughes

Current Employers

Total Investment Management, Inc.

9383 East Bahia Drive Suite 120, Scottsdale, AZ 85260 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APP_PEND_IARCE	2026-01-01
AZ	RA	APPROVED	2005-10-31

FL RA
APP_PEND_IARCE

Since 2026-01-01
AZ RA
APPROVED

Since 2005-10-31

Branch Locations

9383 East Bahia Drive Suite 120, Scottsdale, AZ 85260 • United States

Plantation, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Total Investment Management, Inc.	Scottsdale	AZ	09/1998	Present

09/1998 → Present

Total Investment Management, Inc.

Scottsdale, AZ

Previous Registrations

2005-11-04 → 2008-11-11

Invest Financial Corporation

Scottsdale, AZ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-08-18
S63	Uniform Securities Agent State Law Examination	1990-05-30

S65 Uniform Investment Adviser Law Examination

1992-08-18
S63 Uniform Securities Agent State Law Examination

1990-05-30

Designations

Other Names

James Nmn Hughes

View on SEC IAPD

Current Employers

Total Investment Management, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews