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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-07-31 |
| NC | RA | APPROVED | 2002-06-21 |
Branch Locations
806 Green Valley Rd Ste 100, Greensboro, NC 27408 • United States
380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States
Greensboro, NC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greensboro | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greensboro | NC | 11/2016 | Present |
CORNERSTONE MIDDLE SCHOOL, NOT INV RELATED, GREENSBORO, NC, BASEBALL COACH, START: 2/25/19, 25 HRS/MONTH, 0 HRS DURING TRADING. ALPHA STANDARD BASEBALL LLC, NOT INV RELATED, GREENSBORO, NC, 100% OWNERSHIP, START 3/1/2022, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, COACHING AND BASEBALL INSTRUCTION.; EXECUTOR FOR MOTHER, INV RELATED, WINSTON SALEM, NC, START: 7/24/2021, 1 HR/MONTH, 0 HRS DURING TRADING. RENTAL PROPERTY LLC TBD; INV RELATED; GREENSBORO, NC; 100% OWNERSHIP; START 11/01/2023; 1 HOUR PER MONTH; 0 HOURS DURING TRADING. LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-11 |
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