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David Kees

Kovack Advisors, Inc.

Ft. Lauderdale, FL

Natchitoches, LA

CRD 2048812

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Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-04-17
TX RA APPROVED 2026-04-15
  • LA RA
    APPROVED
    Since 2026-04-17
  • TX RA
    APPROVED
    Since 2026-04-15

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

113 S Drive Suite 4, Natchitoches, LA 71457 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc. Phoenix AZ 01/2009 09/2023
Osaic Wealth, Inc. Natchitoches LA 09/2023 04/2026
Kovack Securities, Inc. Fort Lauderdale FL 04/2026 Present
Kovack Advisors, Inc. Fort Lauderdale FL 04/2026 Present
  • 01/2009 → 09/2023
    Sagepoint Financial, Inc.
    Phoenix, AZ
  • 09/2023 → 04/2026
    Osaic Wealth, Inc.
    Natchitoches, LA
  • 04/2026 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 04/2026 → Present
    Kovack Advisors, Inc.
    Fort Lauderdale, FL
Previous Registrations
  • 2023-09-01 → 2026-04-17
    Osaic Wealth, Inc.
    Natchitoches, LA
  • 2005-10-31 → 2023-09-01
    Osaic Services, Inc.
    Natchitoches, LA
  • 2002-10-02 → 2005-10-31
    Sunamerica Securities, Inc.
    Natchitoches, LA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-20
S63 Uniform Securities Agent State Law Examination 1992-12-22
  • S65 Uniform Investment Adviser Law Examination
    1997-03-20
  • S63 Uniform Securities Agent State Law Examination
    1992-12-22
Other Names
  • David Hamilton Kees
  • David Hamilton Kees

View on SEC IAPD

Nearby Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
FIRST CITIZENS INVESTOR SERVICES, INC.
J.P. MORGAN SECURITIES LLC

Nearby Investors

DARRIN ROBERT HALSEY
LINDELL G DOUGLAS
MELINDA CHERISE MEACHAM

Nearby Offices

KOVACK ADVISORS, INC. · Fort Lauderdale, FL
KOVACK ADVISORS, INC. · Fort Lauderdal, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fort Lauderdale, FL

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