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2687 44Th Street Se, Kentwood, MI 49512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-13 |
| MI | RA | APPROVED | 2010-07-20 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regulus Financial Group, Llc | Kentwood | MI | 01/2015 | Present |
| Regal Investment Advisors, Llc | Kentwood | MI | 07/2010 | Present |
Business Name: Courtres, LLC - Investment Related: Yes - Address: 4969 Bayshore Blvd, Tampa, FL 33611 - Nature of Business: Holding company - Title or Relationship: Owner - Start Date: 1/1/2005 - Hours per month: 2 - Hours per month during trading hours: 0 - Duties: Restaurant Ownership, Insurance and Brokerage commissions Business Name: Regal Financial Group, LLC - Investment Related: Yes - Address: 2687 44th St SE, Kentwood, MI 49512 - Nature of Business: Investment advisory activity through Regal Investment Advisors, LLC using a DBA name; Registered rep activity through Regulus Financial Group, LLC using a DBA name; Insurance - Title or Relationship: Investment Advisor Representative; Registered Representative; Agent - Start Date: 1/1/2009 - Hours per month: 160 - Hours per month during trading hours: 135 - Duties: Provide financial and insurance services. Business Name: Regal Holdings of America, LLC - Investment Related: Yes - Address: 2687 44th St SE, Kentwood, MI 49512 - Nature of Business: Holding company - Title or Relationship: Owner - Start Date: 3/1/2009 - Hours per month: 1 - Hours per month during trading hours: 0 - Duties: Owns 51% of Regulus Financial Group, LLC Business Name: Catalyst4Growth - Investment Related: No - Address: 4969 Bayshore Blvd, Tampa, FL 33611 - Nature of Business: Sales Consulting - Title or Relationship: Owner - Start Date: 12/27/2022 - Hours per month: 6 - Hours per month during trading hours: 0 - Duties: Contract work with IMOs, insurance carriers, pharmceutical companies and manufacturer companies; sales training and sales process creation. Business Name: Fujhimo, LLC - Investment Related: No - Address: 2687 44th St SE, Kentwood, MI 49512 - Nature of Business: Real Estate - Title or Relationship: Owner - Start Date: 3/27/2002 - Hours per month: 4 - Hours per month during trading hours: 1 - Duties: Management of real estate property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1990-05-07 |
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