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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-13
MI RA APPROVED 2010-07-20
  • TX RA
    APPROVED_RES
    Since 2021-01-13
  • MI RA
    APPROVED
    Since 2010-07-20

Branch Locations

2687 44Th Street Se, Kentwood, MI 49512 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Regulus Financial Group, Llc Kentwood MI 01/2015 Present
Regal Investment Advisors, Llc Kentwood MI 07/2010 Present
Previous Registrations
  • 2010-07-20 → 2011-07-25
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

Business Name: Courtres, LLC - Investment Related: Yes - Address: 4969 Bayshore Blvd, Tampa, FL 33611 - Nature of Business: Holding company - Title or Relationship: Owner - Start Date: 1/1/2005 - Hours per month: 2 - Hours per month during trading hours: 0 - Duties: Restaurant Ownership, Insurance and Brokerage commissions Business Name: Regal Financial Group, LLC - Investment Related: Yes - Address: 2687 44th St SE, Kentwood, MI 49512 - Nature of Business: Investment advisory activity through Regal Investment Advisors, LLC using a DBA name; Registered rep activity through Regulus Financial Group, LLC using a DBA name; Insurance - Title or Relationship: Investment Advisor Representative; Registered Representative; Agent - Start Date: 1/1/2009 - Hours per month: 160 - Hours per month during trading hours: 135 - Duties: Provide financial and insurance services. Business Name: Regal Holdings of America, LLC - Investment Related: Yes - Address: 2687 44th St SE, Kentwood, MI 49512 - Nature of Business: Holding company - Title or Relationship: Owner - Start Date: 3/1/2009 - Hours per month: 1 - Hours per month during trading hours: 0 - Duties: Owns 51% of Regulus Financial Group, LLC Business Name: Catalyst4Growth - Investment Related: No - Address: 4969 Bayshore Blvd, Tampa, FL 33611 - Nature of Business: Sales Consulting - Title or Relationship: Owner - Start Date: 12/27/2022 - Hours per month: 6 - Hours per month during trading hours: 0 - Duties: Contract work with IMOs, insurance carriers, pharmceutical companies and manufacturer companies; sales training and sales process creation. Business Name: Fujhimo, LLC - Investment Related: No - Address: 2687 44th St SE, Kentwood, MI 49512 - Nature of Business: Real Estate - Title or Relationship: Owner - Start Date: 3/27/2002 - Hours per month: 4 - Hours per month during trading hours: 1 - Duties: Management of real estate property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1990-05-07
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1990-05-07
Other Names
  • John Anthony Kailunas

View on SEC IAPD

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