Best Investors Account Sign in
Inactive

Michael Gerard Santoro

Balboa Wealth Partners, Inc.

Scottsdale, AZ

Claim This Profile
Current Employers
Balboa Wealth Partners, Inc.

6263 North Scottsdale Road Suite 265, Scottsdale, AZ 85250 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-11-14
  • AZ RA
    APPROVED
    Since 2025-11-14

Branch Locations

6263 North Scottsdale Road Suite 265, Scottsdale, AZ 85250 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors, Llc Scottsdale AZ 07/2014 05/2019
Clout Inc. Advisors Tucson AZ 06/2019 05/2020
Retirement Consultants, Inc. Tucson AZ 09/2019 Present
Balboa Wealth Partners, Inc. Tuscon AZ 11/2025 Present
Previous Registrations
  • 2019-09-18 → 2025-12-04
    Retirement Consultants, Inc.
    Tucson, AZ
  • 2019-06-20 → 2020-05-14
    Tucson, AZ
  • 2014-07-31 → 2019-05-31
    Cetera Advisors Llc
    Scottsdale, AZ
    Tucson, AZ
    Chandler, AZ
    Glendale, AZ
    Scottsdale, AZ
  • 2013-01-18 → 2014-08-01
    Osaic Services, Inc.
    Tucson, AZ
    Scottsdale, AZ
  • 2006-08-29 → 2012-12-20
    Tucson, AZ
    Fort Mill, SC
    Glendale, AZ
    Glendale, AZ
    Tucson, AZ
    Glendale, AZ
  • 2002-12-11 → 2006-10-17
    Valencia, CA
    Mesa, AZ
    Tucson, AZ
    Mesa, AZ
    Phoenix, AZ
Other Businesses

1) Licensed Insurance Agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 2) On a temporary and transitional basis, Mr. Santoro will be dually registered as an investment advisor representative with Retirement Consultants, Inc. ("Retirement Consultants") and Balboa Wealth Partners, Inc. ("Balboa"). Retirement Consultants and Balboa are not affiliated entities. Following the transition of clients, this dual affiliation will cease.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-07
S63 Uniform Securities Agent State Law Examination 1990-05-17
  • S66 Uniform Combined State Law Examination
    2002-11-07
  • S63 Uniform Securities Agent State Law Examination
    1990-05-17
Other Names
  • Mike Gerard Santoro
  • Michael Gerard Santoro

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Scottsdale, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor