Gregory Edward Puttick

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2013 → 05/2022
  American Portfolios Financial Services, Inc.
  Holbrook, NY
• 05/2022 → Present
  Osaic Wealth, Inc.
  Rockville Centre, NY

Previous Registrations

• 2014-04-07 → 2022-05-03
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2002-12-17 → 2004-12-31
  Pfa/Pinnacle Financial Advisors
  White Plains, NY
• 2002-07-17 → 2002-12-02
  Asset & Financial Planning, Ltd
  Jericho, NY

Other Businesses

1)THE TAX ADVISORS GROUP OF LONG ISLAND 265 SUNRISE HIGHWAY, SUITE 64 ROCKVILLE CENTER, NY 11570 TAX PREPARATION & INSURANCE SALES 2) TAX ADVISORS GROUP POSITION: partner NATURE: llc INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 10 START DATE: 06/15/2005 ADDRESS: 265 sunrise hwy, Rockville Centre NY 11570, United States DESCRIPTION: preparing tax returns and presenting life insurance.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-09-13
• S63 Uniform Securities Agent State Law Examination
  1990-08-20

Other Names

• Gregory E Puttick