Best Investors Account Sign in

Brian John Mchenry

LPl Financial LLC

Mission Viejo, CA

Newport Beach, CA

Aliso Viejo, CA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-13
CA RA APPROVED 2023-07-19
CO RA APPROVED 2023-07-19
  • TX RA
    APPROVED_RES
    Since 2025-01-13
  • CA RA
    APPROVED
    Since 2023-07-19
  • CO RA
    APPROVED
    Since 2023-07-19

Branch Locations

26941 Crown Valley Parkway, Mission Viejo, CA 92691 • United States

4400 Macarthur Blvd Ste 100, Newport Beach, CA 92660 • United States

Aliso Viejo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Newport Beach CA 10/2015 Present
Bank Of The West Newport Beach CA 10/2015 Present
Lpl Financial Llc Newport Beach CA 07/2023 Present
  • 10/2015 → Present
    Bancwest Investment Services
    Newport Beach, CA
  • 10/2015 → Present
    Bank Of The West
    Newport Beach, CA
  • 07/2023 → Present
    Lpl Financial Llc
    Newport Beach, CA
Previous Registrations
  • 2015-10-28 → 2023-07-19
    Bancwest Investment Services, Inc.
    Newport Beach, CA
    Omaha, NE
  • 2009-01-29 → 2015-10-20
    Td Ameritrade, Inc.
    Mission Viejo, CA
  • 2009-01-29 → 2015-10-20
    Td Ameritrade Investment Management, Llc
    Mission Viejo, CA
  • 2006-03-23 → 2009-01-12
    Pruco Securities, Llc.
    Fresno, CA
    Fresno, CA
Other Businesses

1) 04/25/2023 - BMO Investment Services - Investment Related - At Reported Business Locations - DBA for LPL Business (entity for LPL business)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-11
S63 Uniform Securities Agent State Law Examination 1990-08-27
  • S65 Uniform Investment Adviser Law Examination
    2004-05-11
  • S63 Uniform Securities Agent State Law Examination
    1990-08-27
Other Names
  • Brian Mchenry

View on SEC IAPD

Other Firms

EDWARD JONES
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
PFS INVESTMENTS INC.
CETERA INVESTMENT ADVISERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
POINT WEST ASSET MANAGEMENT LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

Brian Tracy Lam
Robert Joseph Brown
STEVEN DAVID SHIELDS
Karim A. Mekhail
Logan S. Sandhu
WESLEY GARY GUNTER
Carmelo Anthony Battaglia
WILLIAM RONALD EDDE

Other Offices

EDWARD JONES · MISSION VIEJO, CA
J.P. MORGAN SECURITIES LLC · MISSION VIEJO, CA
WELLS FARGO CLEARING SERVICES, LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
CETERA INVESTMENT ADVISERS LLC · MISSION VIEJO, CA
PFS INVESTMENTS INC. · MISSION VIEJO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MISSION VIEJO, CA
J.P. MORGAN SECURITIES LLC · MISSION VIEJO, CA

More in Mission Viejo, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor