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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-05-20 |
| DE | RA | APPROVED | 2025-05-13 |
| FL | RA | APPROVED | 2025-05-09 |
| MD | RA | APPROVED | 2025-01-24 |
Branch Locations
307 International Circle Suite 390, Hunt Valley, MD 21030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors | Hunt Valley | MD | 08/2001 | 01/2025 |
| Osaic Wealth, Inc. | Hunt Valley | MD | 01/2025 | Present |
1)RICHARD E. GRACE, 307 INTERNATIONAL CIRCLE, SUITE 390, HUNT VALLEY, MD 21030. CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING FIXED AND INDEXED ANNUITIES START DATE: 8/1/2001 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 10 2)RICHARD GRACE 307 INTERNATIONAL CIRCLE, SUITE 390, HUNT VALLEY, MD 21030. CATEGORY:INSURANCE INVESTMENT-RELATED:YES TITLE: AGENT DUTIES: OFFERING ACCIDENT AND HEALTH, INDEXED ANNUITIES, FIXED ANNUITIES, TRADITIONAL LIFE INSURANCE START DATE:2001 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS:10 3)L.E.G. LLC, 307 INTERNATIONAL CIRCLE STE 390, HUNT VALLEY, MD 21030 CATEGORY: LEGAL ENTITY / LLC INVESTMENT RELATED: NO TITLE: OWNER / SOLE PROPRIETOR DUTIES: LLC ESTABLISHED FOR PAYROLL PURPOSES. START DATE: 06/01/2015 HOURS PER MONTH: 0 HOURS PER MONTH DURING TRADING HOURS: 0 4) HERITAGE FINANCIAL CONSULTANTS POSITION: FP NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 03/01/2014 ADDRESS: 307 Intl Circle, Hunt Vallley MD 21030, United States DESCRIPTION: FP
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-16 |
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