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Christian Asmus Comberg

Stifel, Nicolaus & Company, Incorporated

Charlottesville, VA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-25
VA RA APPROVED 2018-05-24
  • TX RA
    APPROVED_RES
    Since 2018-05-25
  • VA RA
    APPROVED
    Since 2018-05-24

Branch Locations

1759 Worth Park, Charlottesville, VA 22911 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charlottesville VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charlottesville VA 11/2016 05/2018
Stifel Nicolaus & Co Inc Charlottesville VA 05/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Charlottesville, VA
  • 11/2016 → 05/2018
    Wells Fargo Clearing Services, Llc
    Charlottesville, VA
  • 05/2018 → Present
    Stifel Nicolaus & Co Inc
    Charlottesville, VA
Previous Registrations
  • 2008-01-01 → 2018-05-29
    Wells Fargo Clearing Services, Llc
    Charlottesville, VA
    Charlottesville, VA
    Charlottesville, VA
  • 1997-09-25 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Charlottesville, VA
    Charlottesville, VA
    St. Louis, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-09-03
S63 Uniform Securities Agent State Law Examination 1990-05-11
  • S65 Uniform Investment Adviser Law Examination
    1997-09-03
  • S63 Uniform Securities Agent State Law Examination
    1990-05-11

View on SEC IAPD

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