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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-18 |
| NJ | RA | APPROVED | 2025-09-09 |
| PA | RA | APPROVED | 2025-08-06 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
Ambler, PA • United States
Del Haven, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Investment | Jenkintown | PA | 08/2016 | 08/2025 |
| Lpl Financial Llc | Ambler | PA | 08/2025 | Present |
1. Musical Group - Artist/Musician - Non-investment related - Ambler, PA 19002 - Start Date: 06/01/2018 - (depends on income) - 2 Hrs/Mth - 0 Hrs During Trading. - Time Spent: 1 2. Landlord - Real Estate Rental - Investment Related - Ausgustine, FL 32086 - Start Date: 12/15/2023 - 5 Hrs/Mth - 0 Hrs During Trading. - Time Spent :1
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-06 |
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