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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2017-03-15 |
Branch Locations
1163 S. Beretania Street, Honolulu, HI 96814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors, Inc. | Honolulu | HI | 05/2016 | 03/2017 |
| Royal Alliance Associates | Honolulu | HI | 03/2017 | Present |
(1) DENNIS T. HIGUCHI POSITION: agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/1985 ADDRESS: 1163 S. Beretania St, Honolulu HI 96701, United States DESCRIPTION: selling traditional fixed insurance, annuities, and LTC insurance
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-04-03 |
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