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7373 E. Doubletree Ranch Rd. Suite 175, Scottsdale, AZ 85258 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-06-18 |
Branch Locations
7373 E. Doubletree Ranch Rd. Suite 175, Scottsdale, AZ 85258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Joseph I. Mccabe Iii Cpa, P.C. | Scottsdale | AZ | 07/2004 | Present |
Employee of Joseph I. McCabe III CPA, P.C., providing administrative and bookkeeping services since 2004. These businesses are not investment-related. Address is 7373 E. Doubletree Ranch Rd., #175, Scottsdale, AZ 85258. The average hours per week on these activities is 30. Organization Name: Vantage West Credit Union, 2480 N Arcadia Ave, Tucson, AZ 85712 Position: Supervisory Committee Member Start Date: March 2024 Investment Related: No Time Devoted: Approximately 15-20 hours per month (primarily evenings and weekends) Compensation: Fixed monthly stipend and reimbursement of reasonable travel expenses Description of Duties: Serves as a member of the credit union's Supervisory Committee, providing governance oversight. Responsibilities include oversight of internal and external audit processes, review of financial statements and complaint summaries, participation in external auditor selection (RFP process), and periodic attendance at board meetings in an oversight capacity. No operational role. No signatory authority. No authority to access member accounts or authorize transfers or disbursements. The credit union is not a client of the advisory firm, and there is no referral arrangement. Organization Name: Arizona Women's Board Position: Board Member and Recording Secretary Investment Related: No Compensation: None (reimbursement of reasonable expenses only) Description of Duties: Serves as a member of the board of directors and recording secretary of a community organization. No investment-related activities and no compensation other than reimbursement of reasonable expenses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-13 |
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