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William Douglas Gordon

Morgan Stanley

Wellesley, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-12-16
TX RA APPROVED_RES 2020-05-12
  • CT RA
    APPROVED
    Since 2024-12-16
  • TX RA
    APPROVED_RES
    Since 2020-05-12

Branch Locations

112 Worcester Street, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Waltham MA 12/1994 Present
Morgan Stanley Smith Barney Waltham MA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 12/1994 → Present
    Citigroup Global Markets Inc.
    Waltham, MA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Waltham, MA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-15
S63 Uniform Securities Agent State Law Examination 1990-08-06
  • S65 Uniform Investment Adviser Law Examination
    1996-08-15
  • S63 Uniform Securities Agent State Law Examination
    1990-08-06

View on SEC IAPD

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PEAK FINANCIAL MANAGEMENT INC · WELLESLEY, MA
EQUITABLE ADVISORS, LLC · WELLESLEY, MA
FOCUS PARTNERS WEALTH, LLC · Wellesley, MA
FOCUS PARTNERS WEALTH, LLC · Wellessley, MA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WELLESLEY, MA
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