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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2024-03-06
TX RA APPROVED 2009-06-01
  • NM RA
    APPROVED
    Since 2024-03-06
  • TX RA
    APPROVED
    Since 2009-06-01

Branch Locations

24 Waterway Avenue Suite 600, The Woodlands, TX 77380 • United States

Santa Fe, NM • United States

Kerrville, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Houston TX 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Houston, TX
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2002-08-06 → 2009-06-01
    Houston, TX
    Houston, TX
  • 2001-05-31 → 2002-08-08
    J.P. Morgan Securities Inc.
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-05
S63 Uniform Securities Agent State Law Examination 1990-02-15
  • S66 Uniform Combined State Law Examination
    2000-05-05
  • S63 Uniform Securities Agent State Law Examination
    1990-02-15
Other Names
  • Charlie Londa
  • Chuck Londa

View on SEC IAPD

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